Investment Management Regulation 5d, Frankel & Burdon
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Introduction to the Investment Company Act, the Investment Advisers Act and mutual funds for lawyers & law students
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Investment Management Regulation 5d, Frankel & Burdon
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Introduction to the Investment Company Act, the Investment Advisers Act and mutual funds for lawyers & law students
Keywords (meta keywords)
Investment Company Act, 1940 Act, Investment Advisers Act, Investment Company, Investment adviser, RIA, Mutual funds, Open-end funds, Closed-End Funds, ETFs, Exchange Traded Funds, Money market funds,
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Investment Management Regulation 5d, Frankel & Burdon
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1 | 3 | 6 | 20 | 20 | 0 |
Heading structure in the source code
- <H3>
- <H2> About the Authors
- <H3> Tamar Frankel
- <H3> Kenneth E. Burdon
- <H1> Investment Management Regulation, Fifth Edition
- <H2> Summary Table of Contents
- <H5> Chapter 1 The Financial System
- <H5> Chapter 2 The Investment Advisers Act
- <H5> Chapter 3 What is an Investment Company?
- <H5> Chapter 4 Companies Excluded from the Definition of an Investment Company and from the Investment Company Act
- <H5> Chapter 5 Financial Institutions That Do Not Fall Squarely Under the 1940 Act: Special Purpose Corporations
- <H5> Chapter 6 Registration and Disclosure
- <H5> Chapter 7 Fund Management: The Advisory Function, Fees and Contract Terms
- <H5> Chapter 8 Corporate Governance: Fund Directors and Shareholder Voting
- <H5> Chapter 9 Capital Structure
- <H5> Chapter 10 The Investment Company as Investor
- <H5> Chapter 11 Distribution of Investment Company Shares
- <H5> Chapter 12 Protection Against Conflicts of Interests
- <H5> Chapter 13 Money Market Funds
- <H5> Chapter 14 Unit Investment Trusts
- <H5> Chapter 15 Closed-End Investment Companies
- <H5> Chapter 16 Exchange-Traded Funds
- <H5> Chapter 17 Variable Insurance Products
- <H5> Chapter 18 Ethics Issues
- <H5> Epilogue
- <H5> Tables of Authorities
- <H2> Important Resources for Investment Management Attorneys and Professors
- <H4> Laws That Govern the Securities Industry
- <H3>
- <H3> Internet Links referenced in the Fifth Edition
- <H4> The Atlantic Monthly Group
- <H4> Charles Schwab Corp.
- <H4> Congressional Budget Office
- <H4> C-Span, National Cable Satellite Corporation
- <H4> Federal Deposit Insurance Corporation
- <H4> The Financial Times
- <H4> FindLaw, Thomson Reuters
- <H4> Financial Industry Regulatory Authority, Inc.
- <H4> Investment Company Institute
- <H4> Jim Hamilton Blogspot
- <H4> New York Stock Exchange
- <H4> The New York Times
- <H4> North American Securities Administrators Association
- <H4> Notre Dame Law Review
- <H4> Reuters
- <H4> Securities and Exchange Commission
- <H4> Securities Law Home Page
- <H4> U. S. Department of the Treasury
- <H3> Investment Management Regulation Fifth Edition is available.
- <H4> Please complete the form to contact Fathom Publishing Company.
Word cloud
- investment66
- company29
- section21
- management20
- securities19
- companies19
- law18
- chapter18
- sec16
- act15
- form14
- regulation13
- financial13
- exchange12
- commission11
- funds11
- fund11
- adv9
- part8
- regulatory8
- money8
- advisers8
- rule8
- book7
- introduction7
- university7
- definition7
- disclosure7
- senior6
- business6
- shares6
- new6
- market6
- division5
- mutual5
- fathom5
- president5
- fifth5
- information5
- variable5
- edition5
- nature5
- distribution5
- closed-end5
- issues5
- school5
- etfs5
- rules5
- governance5
- times5
- adviser5
- institute5
- structure5
- students4
- fiduciary4
- conference4
- vice4
- york4
- corporate4
- reform4
Keyword matrix
word | title | descriptions | heading |
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investment | |||
company | |||
section | |||
management | |||
securities | |||
companies |
Two Word cloud
- investment company8
- company act7
- investment management7
- investment companies6
- investment advisers5
- exchange commission5
Three Word cloud
- senior vice president4
- investment company institute3
- division of investment management3
- investment management regulation3
- securities exchange commission3
- fidelity management research3
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